Broker violations and abnormal records
- 2025-03-09 The BCSC issues a warning against IPO CapitalOn March 10, 2025, the British Columbia Securities Commission (BCSC) issued a warning against IPO Capital, stating that this broker is not registered to trade in, or advise on, securities or derivatives in BC. https://www.bcsc.bc.ca/enforcement/early-intervention/investment-caution-list/2025/ipo-capital
2025-03-11 BrokersView has reviewed that IPO Capital is an unregulated broker
The domain name of IPO Capital was first registered in late August 2024, rendering its website relatively new. The website hasn’t provided any useful information about its registration and regulatory status. In addition, the British Columbia Securities Commission (BCSC) has issued a warning against IPO Capital, stating that this broker is not registered to trade in, or advise on, securities or derivatives in BC. In essence, IPO Capital is not regulated by any governing body. Entrusting it with investors’ funds is highly risky, as there are no legal protections in place to safeguard the funds. IPO Capital appears to be a scam.
